Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Richard Griffiths

    IRN JRG00025

    • CF30 Customer (1 Nov 2007 to 15 May 2008)
    • CF21 Investment Adviser (3 Jul 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Apr 2006 to 6 Jul 2006)
  • John Richard Scarratt

    IRN JRS01173

    • CF30 Customer (10 May 2012 to 8 Dec 2019)
  • John Richard Walls

    IRN JRW00001

    • CF30 Customer (1 Nov 2007 to 7 Oct 2008)
    • CF22 Investment Adviser (Trainee) (9 Jan 2006 to 31 Oct 2007)
  • John Robert Davidson

    IRN JRD00035

    • CF30 Customer (1 Nov 2007 to 29 Nov 2010)
    • CF21 Investment Adviser (22 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Feb 2006 to 22 Jun 2006)
  • John Robert Fowler

    IRN JXF00041

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jan 2004)
  • John Robert Laidlaw

    IRN JRL00012

    • CF30 Customer (11 May 2009 to 15 May 2013)
  • John Robert Maltby

    IRN JRM00001

    • CF30 Customer (2 Apr 2009 to 25 Nov 2009)
  • John Roe

    IRN JXR00063

    • CF30 Customer (1 Nov 2007 to 8 Aug 2012)
    • CF21 Investment Adviser (27 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Jan 2007 to 27 Jun 2007)
  • John Roger Petherick

    IRN JXP00089

    • CF30 Customer (1 Nov 2007 to 9 Oct 2009)
    • CF21 Investment Adviser (23 Sep 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Dec 2001 to 23 Sep 2002)
  • John Rowland Evans

    IRN JRE00021

    • CF30 Customer (1 Nov 2007 to 30 Dec 2010)
    • CF21 Investment Adviser (5 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Oct 2006 to 10 Apr 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.