John Richard Scarratt

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 1 Oct 2020)
- CF30 Customer (since 1 Jun 2020)
- CF4 Partner (AR) (since 1 Jun 2020)
Unique FM Limited
FRN 925791
- (2)Employed By (since 1 Jun 2020)
Fairstone Financial Management Limited (no longer approved here)
FRN 475973
- CF30 Customer (15 Sep 2014 to 2 Mar 2015)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (10 May 2012 to 8 Dec 2019)
Advice for Life (no longer approved here)
FRN 184608
- Employed By (6 Oct 2003 to 29 Dec 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.