Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 4ways Financial Solutions LLP (no longer approved here)

    FRN 590386

    • [FCA CF] Client dealing (7 Dec 2020 to 31 Jul 2021)
    • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 31 Jul 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 11 Mar 2020)
    • SMF27 Partner (9 Dec 2019 to 10 Sep 2021)
    • Responsibility for MCD Intermediation (8 Sep 2016 to 10 Sep 2021)
    • CF30 Customer (7 Feb 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Feb 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Feb 2013 to 19 Feb 2018)
    • CF4 Partner (7 Feb 2013 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (11 May 2009 to 15 May 2013)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (1 Nov 2007 to 5 May 2009)
    • CF21 Investment Adviser (15 Jul 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Apr 2002 to 15 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.