Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (16 Mar 2020 to 26 Aug 2020)
- [FCA CF] Functions requiring qualifications (16 Mar 2020 to 26 Aug 2020)
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- [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2020)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2020)
- CF30 Customer (10 Jul 2019 to 8 Dec 2019)
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- CF30 Customer (30 Jan 2013 to 30 Aug 2013)
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- Employed By (30 Jan 2013 to 30 Aug 2013)
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- CF30 Customer (1 Nov 2007 to 30 Dec 2010)
- CF21 Investment Adviser (5 Apr 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 Oct 2006 to 10 Apr 2007)
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- Employed By (6 Aug 2002 to 13 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.