Quilter Financial Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to counselling for investment advice

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Chris Pegler

  IRN CXP01450

  • CF30 Customer (25 Oct 2010 to 7 Mar 2014)
• Christine Jane Galbraith

  IRN CJG00022

  • CF1 Director (AR) (20 Sep 2010 to 30 Jun 2014)
• Christopher Andrew Mason

  IRN CAM00016

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2026)
  • CF30 Customer (2 Jul 2018 to 31 Mar 2026)
• Christopher Anton Eyssell

  IRN CAE01043

  • [FCA CF] Significant management (22 Aug 2023 to 15 Apr 2025)
• Christopher Bell

  IRN CXB00075

  • CF30 Customer (5 Aug 2010 to 28 May 2021)
  • CF1 Director (AR) (5 Aug 2010 to 28 May 2021)
• Christopher Berger

  IRN CXB00025

  • CF30 Customer (29 Oct 2010 to 22 Nov 2012)
• Christopher Bryan Richardson

  IRN CXR01189

  • CF30 Customer (31 Jan 2012 to 30 Dec 2014)
• Christopher David Fautley

  IRN CDF01043

  • [FCA CF] Significant management (1 Sep 2020 to 2 Nov 2020)
• Christopher David West

  IRN CDW00020

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Dec 2022)
  • CF1 Director (AR) (4 Nov 2011 to 8 Dec 2022)
  • CF30 Customer (4 Nov 2011 to 8 Dec 2022)
• Christopher Edward Dean

  IRN CXD00266

  • [FCA CF] Functions requiring qualifications (14 Jul 2021 to 1 Aug 2022)

• Bateman Financial Management Limited

  FRN 218547 · Appointed 8 Jul 2025

• Crandles & Co Limited

  FRN 942019 · Appointed 22 May 2024

• Opal Wealth Management Ltd

  FRN 586905 · Appointed 18 Mar 2024

• Horton & Associates Ltd

  FRN 587206 · Appointed 6 Mar 2024

• Chrysalis Wealth Management Ltd

  FRN 708796 · Appointed 21 Aug 2023

• South Charlotte Wealth Management Limited

  FRN 914136 · Appointed 3 Aug 2023

• Taylor Evans Limited

  FRN 949265 · Appointed 19 Apr 2021

• HRC Innovative Financial Planning Ltd

  FRN 224140 · Appointed 11 Jun 2019

• St Edmundsbury Wealth Management Ltd

  FRN 812249 · Appointed 25 Jun 2018

• Henderson Stone Asset Management Limited

  FRN 811915 · Appointed 19 Jun 2018

No changes recorded yet.