Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 7 Dec 2012)
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Christopher Berger
FRN 592299
- Employed By (since 7 Dec 2012)
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- Employed By (4 Nov 2010 to 22 Nov 2012)
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- CF30 Customer (29 Oct 2010 to 22 Nov 2012)
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- Employed By (29 Oct 2010 to 4 Nov 2010)
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- CF30 Customer (1 Nov 2007 to 21 Nov 2010)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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- Employed By (1 Dec 2001 to 21 Nov 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.