Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Jun 2021)
    • [FCA CF] Client dealing (since 1 Jun 2021)
    • CF30 Customer (since 29 May 2021)
    • CF1 Director (AR) (since 29 May 2021)
    • Employed By (since 29 May 2021)
    • Employed By (1 Dec 2001 to 28 May 2021)
  • Taylor Burke Partnership (no longer approved here)

    FRN 215254

    • (16)Employed By (24 Nov 2021 to 7 Dec 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 May 2021)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (5 Aug 2010 to 28 May 2021)
    • CF1 Director (AR) (5 Aug 2010 to 28 May 2021)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 22 Aug 2010)
    • CF1 Director (AR) (6 Nov 2006 to 22 Aug 2010)
    • CF7 Sole Trader (AR) (20 Mar 2006 to 6 Nov 2006)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.