Quilter Financial Limited

Date authorised
1 April 2013
Companies House
06784783
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · Limited to counselling for investment advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew De Lloyd

    IRN MKD01038

    • CF30 Customer (1 Nov 2010 to 23 Nov 2010)
  • Matthew Finch

    IRN MXF00351

    • Appointed representative dealing with clients for which they require qualification (13 Jul 2022 to 7 Nov 2022)
    • CF30 Customer (5 Jul 2022 to 7 Nov 2022)
  • Matthew Hodey

    IRN MXH03255

    • [FCA CF] Material risk taker (13 Mar 2025 to 14 Mar 2025)
    • [FCA CF] Significant management (13 Mar 2025 to 31 Dec 2025)
  • Matthew James Burke

    IRN MJB01698

    • CF30 Customer (19 Aug 2010 to 20 Sep 2010)
  • Matthew John Ferns

    IRN MJF01278

    • CF1 Director (AR) (22 Dec 2011 to 5 Oct 2012)
  • Matthew Lee

    IRN MXL00043

    • CF30 Customer (6 Jul 2010 to 17 Dec 2013)
    • CF4 Partner (AR) (6 Jul 2010 to 17 Dec 2013)
  • Matthew Mace

    IRN MXM02031

    • CF30 Customer (11 Dec 2013 to 6 May 2014)
  • Matthew Myles Bourn

    IRN MMB01128

    • CF30 Customer (29 May 2018 to 23 Sep 2020)
  • Matthew Paul Sylvester

    IRN MPS00010

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 May 2024)
    • CF1 Director (AR) (26 Jun 2019 to 7 May 2024)
    • CF30 Customer (26 Jun 2019 to 7 May 2024)
  • Matthew Taylor

    IRN MXT01262

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Oct 2021)
    • CF30 Customer (10 Apr 2015 to 31 Oct 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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