Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 29 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 29 Apr 2024)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 May 2024)
    • CF1 Director (AR) (26 Jun 2019 to 7 May 2024)
    • CF30 Customer (26 Jun 2019 to 7 May 2024)
  • Black & White Financial Services Ltd (no longer approved here)

    FRN 583235

    • Employed By (31 Jul 2012 to 7 May 2024)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 2 Jul 2012)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2001)
  • Heritage Financial Partners Limited (no longer approved here)

    FRN 200389

    • (45)Employed By (6 Jul 2001 to 24 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.