Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
True Potential Wealth Management LLP
FRN 529810
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 29 Apr 2024)
- [FCA CF] Functions requiring qualifications (since 29 Apr 2024)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 May 2024)
- CF1 Director (AR) (26 Jun 2019 to 7 May 2024)
- CF30 Customer (26 Jun 2019 to 7 May 2024)
-
- Employed By (31 Jul 2012 to 7 May 2024)
-
- Employed By (23 Jun 2009 to 2 Jul 2012)
-
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2001)
-
- (45)Employed By (6 Jul 2001 to 24 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.