Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Jun 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2022)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (29 May 2018 to 23 Sep 2020)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Mar 2017 to 31 Jul 2017)
  • LEBC Group Ltd (no longer approved here)

    FRN 191818

    • Employed By (1 Mar 2017 to 31 Jul 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.