Matthew Taylor

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FINLI (FA92) LIMITED

    FRN 195522

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 31 Jan 2025)
    • [FCA CF] Client dealing (since 31 Jan 2025)
  • Finli (FLP) Ltd (no longer approved here)

    FRN 586744

    • [FCA CF] Functions requiring qualifications (1 Nov 2021 to 10 Feb 2025)
    • [FCA CF] Client dealing (1 Nov 2021 to 10 Feb 2025)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Oct 2021)
    • CF30 Customer (10 Apr 2015 to 31 Oct 2021)
  • Alexander House Financial Services Limited (no longer approved here)

    FRN 601371

    • Employed By (20 Mar 2015 to 31 Oct 2021)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • CF30 Customer (23 Oct 2012 to 10 Apr 2015)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (11 Dec 2003 to 1 Jul 2005)
    • CF22 Investment Adviser (Trainee) (7 Feb 2002 to 11 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.