Quilter Financial Limited

Date authorised
1 April 2013
Companies House
06784783
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · Limited to counselling for investment advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Harjinder Singh

    IRN HXS01657

    • Appointed representative dealing with clients for which they require qualification (29 Dec 2021 to 4 Jul 2022)
    • CF30 Customer (22 Dec 2021 to 4 Jul 2022)
  • Harjit Singh Toor

    IRN HST01013

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Mar 2021)
    • CF30 Customer (22 Jun 2017 to 24 Mar 2021)
  • Harry Peter Cresswell Sargent

    IRN HXS00429

    • Appointed representative dealing with clients for which they require qualification (1 Feb 2024 to 2 Jan 2025)
    • CF30 Customer (25 Jan 2024 to 2 Jan 2025)
  • Hazel Ruth Platt

    IRN HXP01118

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (13 Mar 2017 to 31 Dec 2021)
  • Helen Claire Lee

    IRN HCB01029

    • CF4 Partner (AR) (6 Jul 2010 to 17 Dec 2013)
  • Helen Kelly

    IRN HXK00043

    • Appointed representative dealing with clients for which they require qualification (16 Feb 2023 to 2 Jan 2024)
  • Henry Farnell

    IRN HJF01027

    • CF30 Customer (21 Oct 2010 to 3 Mar 2014)
  • Henry Sappor

    IRN HXS00031

    • Appointed representative dealing with clients for which they require qualification (20 Nov 2023 to 1 May 2025)
    • CF30 Customer (9 Nov 2023 to 1 May 2025)
  • Herchaten Singh Dosanjh

    IRN HSD01017

    • Appointed representative dealing with clients for which they require qualification (17 Sep 2020 to 4 Apr 2023)
    • CF30 Customer (9 Sep 2020 to 4 Apr 2023)
  • Hiren Chandrakant Patel

    IRN HCP01026

    • CF30 Customer (5 Aug 2020 to 23 Jan 2024)
    • Appointed representative dealing with clients for which they require qualification (5 Aug 2020 to 23 Jan 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.