Harjit Singh Toor

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 15 Jan 2021)
    • [FCA CF] Client dealing (since 15 Jan 2021)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Mar 2021)
    • CF30 Customer (22 Jun 2017 to 24 Mar 2021)
  • Alexander House Financial Services Limited (no longer approved here)

    FRN 601371

    • Employed By (30 Jun 2017 to 24 Mar 2021)
  • Timber Finance Limited (no longer approved here)

    FRN 626288

    • Employed By (22 Jun 2017 to 16 Mar 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Oct 2016 to 10 Nov 2016)
  • TWA Finance Limited (no longer approved here)

    FRN 755259

    • Employed By (1 Oct 2016 to 10 Nov 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (18 Jun 2010 to 28 Feb 2012)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (5 Mar 2010 to 14 Jun 2010)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (12 Oct 2007 to 12 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Aug 2005 to 12 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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