Hazel Ruth Platt

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 20 Jun 2022)
    • CF1 Director (AR) (since 10 Jun 2022)
    • CF30 Customer (since 10 Jun 2022)
  • Harmoney Financial Limited

    FRN 968884

    • (1)Employed By (since 10 Jun 2022)
  • Alexander House Financial Planning Limited (no longer approved here)

    FRN 791612

    • (45)Employed By (30 Dec 2020 to 31 Dec 2021)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (13 Mar 2017 to 31 Dec 2021)
  • Alexander House Financial Services Limited (no longer approved here)

    FRN 601371

    • Employed By (13 Mar 2017 to 31 Dec 2021)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (24 Dec 2015 to 10 Feb 2017)
  • Prosperity Financial Services Ltd (no longer approved here)

    FRN 400448

    • (25)Employed By (17 Jan 2011 to 12 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.