Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 24 Jan 2024)
    • [FCA CF] Client dealing (since 24 Jan 2024)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (5 Aug 2020 to 23 Jan 2024)
    • CF30 Customer (5 Aug 2020 to 23 Jan 2024)
  • Alexander House Financial Planning Limited (no longer approved here)

    FRN 791612

    • (33)Employed By (5 Aug 2020 to 23 Jan 2024)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Feb 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Feb 2020)
    • CF30 Customer (13 Nov 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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