Herchaten Singh Dosanjh

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 3 Jun 2025)
    • CF1 Director (AR) (since 19 May 2025)
    • CF30 Customer (since 19 May 2025)
    • [FCA CF] Client dealing (since 4 Apr 2023)
    • [FCA CF] Functions requiring qualifications (since 4 Apr 2023)
  • Blue Moon Wealth Ltd

    FRN 1033012

    • Employed By (since 19 May 2025)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (17 Sep 2020 to 4 Apr 2023)
    • CF30 Customer (9 Sep 2020 to 4 Apr 2023)
  • Alexander House Financial Planning Limited (no longer approved here)

    FRN 791612

    • (40)Employed By (9 Sep 2020 to 4 Apr 2023)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (3 Oct 2018 to 9 Jan 2019)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (1 Feb 2017 to 13 Jul 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (6 Mar 2014 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 21 Aug 2013)
    • CF21 Investment Adviser (8 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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