Quilter Financial Limited

Date authorised
1 April 2013
Companies House
06784783
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · Limited to counselling for investment advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Simon Harding

    IRN ISH00001

    • CF30 Customer (4 Feb 2011 to 23 Feb 2011)
  • Ian Smitham

    IRN IXS00028

    • CF30 Customer (17 Apr 2015 to 25 Aug 2015)
  • Ian Thomas McCue

    IRN ITM01022

    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 19 Aug 2021)
    • [FCA CF] Client dealing (1 Sep 2020 to 19 Aug 2021)
  • Ian William Noon

    IRN IWN00002

    • CF4 Partner (AR) (16 Jul 2014 to 16 Nov 2018)
    • CF30 Customer (22 May 2014 to 16 Nov 2018)
  • Ingrid Gail Johnson

    IRN IGJ01008

    • CF1 Director (22 Nov 2017 to 19 Apr 2018)
  • Isabelle Rogerson Cairns

    IRN IRC01060

    • CF30 Customer (7 Nov 2011 to 6 Dec 2016)
  • Iwan Roberts

    IRN HIR01001

    • CF30 Customer (17 Nov 2017 to 20 Sep 2018)
    • CF1 Director (AR) (17 Nov 2017 to 20 Sep 2018)
  • JEAN- FRANCOIS RIO

    IRN JFR01065

    • CF30 Customer (27 Sep 2018 to 29 Jun 2020)
  • Jack Jacob Joseph

    IRN JJJ00001

    • CF30 Customer (8 Feb 2011 to 16 Aug 2011)
  • Jack Steven Fordyce

    IRN JSF00009

    • CF30 Customer (17 Jan 2011 to 31 Mar 2014)
    • CF4 Partner (AR) (13 Jan 2011 to 31 Mar 2014)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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