JEAN- FRANCOIS RIO

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 7 Jul 2020)
    • [FCA CF] Functions requiring qualifications (since 7 Jul 2020)
  • Alexander House Financial Planning Limited (no longer approved here)

    FRN 791612

    • (24)Employed By (8 Oct 2018 to 29 Jun 2020)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (27 Sep 2018 to 29 Jun 2020)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (9 Mar 2017 to 18 Sep 2018)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (175)Employed By (9 Mar 2017 to 8 Oct 2018)

Recent activity

Updates to this individual's record on the FCA register.

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