Quilter Financial Limited

Date authorised
1 April 2013
Companies House
06784783
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · Limited to counselling for investment advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Kelly

    IRN JXK01279

    • Appointed representative dealing with clients for which they require qualification (29 Jan 2020 to 31 Jan 2025)
    • CF4 Partner (AR) (29 Jan 2020 to 31 Jan 2025)
    • CF30 Customer (29 Jan 2020 to 31 Jan 2025)
    • CF1 Director (AR) (10 Jan 2020 to 7 Nov 2022)
  • John Linton Harris

    IRN JKH01054

    • CF1 Director (AR) (28 Jul 2016 to 18 Apr 2019)
  • John Llewellyn-Jones

    IRN JSL01090

    • Appointed representative dealing with clients for which they require qualification (19 Dec 2019 to 22 Oct 2025)
    • CF30 Customer (8 Oct 2014 to 22 Oct 2025)
  • John Lonie

    IRN JXL00012

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Jan 2024)
    • CF30 Customer (26 Jun 2019 to 2 Jan 2024)
  • John Ronald Cockerell

    IRN JRC01286

    • CF30 Customer (3 Feb 2020 to 7 May 2024)
    • Appointed representative dealing with clients for which they require qualification (1 Feb 2020 to 7 May 2024)
  • John Roxburgh Murdoch

    IRN JRM00060

    • CF1 Director (AR) (23 Mar 2017 to 3 Dec 2018)
    • CF4 Partner (AR) (4 Jan 2010 to 26 Oct 2017)
    • CF30 Customer (4 Jan 2010 to 18 Sep 2018)
  • John Stephen Wright

    IRN JSW00051

    • CF1 Director (AR) (7 Jan 2011 to 26 Oct 2012)
    • CF30 Customer (7 Jan 2011 to 26 Oct 2012)
  • John Stirzaker

    IRN JWS00019

    • CF30 Customer (2 Jul 2013 to 3 Jun 2014)
  • John Thaddeus Meagher

    IRN JTM01071

    • CF30 Customer (1 Nov 2010 to 30 Jun 2013)
  • Jon Brydon

    IRN JXB00669

    • Appointed representative dealing with clients for which they require qualification (29 Dec 2020 to 11 Jan 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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