Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (20 Sep 2012 to 25 Feb 2014)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (7 Jan 2011 to 26 Oct 2012)
    • CF30 Customer (7 Jan 2011 to 26 Oct 2012)
  • Fredrick Bolton (no longer approved here)

    FRN 181107

    • (4)Employed By (23 Oct 2000 to 21 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

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