Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (21 Sep 2022 to 6 Mar 2024)
- CF30 Customer (12 Sep 2022 to 6 Mar 2024)
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- (10)Employed By (12 Sep 2022 to 6 Mar 2024)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Nov 2022)
- CF30 Customer (2 Jun 2014 to 8 Dec 2019)
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- CF30 Customer (2 Jul 2013 to 3 Jun 2014)
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- Employed By (2 Jul 2013 to 3 Jun 2014)
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- CF30 Customer (1 Nov 2007 to 30 Apr 2013)
- CF21 Investment Adviser (22 Aug 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (16 Jan 2006 to 22 Aug 2007)
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- CF21 Investment Adviser (5 Jul 2005 to 16 Dec 2005)
- CF22 Investment Adviser (Trainee) (11 Aug 2004 to 5 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.