John Ronald Cockerell

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 1 Jul 2024)
    • CF30 Customer (since 27 Jun 2024)
  • John Cockerell

    FRN 1014476

    • (1)Employed By (since 27 Jun 2024)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (3 Feb 2020 to 7 May 2024)
    • Appointed representative dealing with clients for which they require qualification (1 Feb 2020 to 7 May 2024)
  • Alexander House Financial Planning Limited (no longer approved here)

    FRN 791612

    • (48)Employed By (3 Feb 2020 to 7 May 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (22 Mar 2016 to 21 Apr 2017)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (3 Feb 2015 to 13 Aug 2015)
  • One Financial Planning Ltd (no longer approved here)

    FRN 191206

    • (45)Employed By (28 Jan 2015 to 13 Aug 2015)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (45)Employed By at One Financial Planning Ltd