John Llewellyn-Jones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 22 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 22 Oct 2025)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (19 Dec 2019 to 22 Oct 2025)
    • CF30 Customer (8 Oct 2014 to 22 Oct 2025)
  • Avidity Wealth Management Ltd (no longer approved here)

    FRN 556041

    • Employed By (3 Oct 2014 to 22 Oct 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF29 Significant management (17 Nov 2008 to 8 Mar 2012)
    • CF28 Systems and controls (17 Nov 2008 to 8 Mar 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.