Quilter Financial Limited

Date authorised
1 April 2013
Companies House
06784783
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · Limited to counselling for investment advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Michael Wood

    IRN DMW00002

    • CF30 Customer (15 Nov 2010 to 21 Jun 2011)
  • David Munn

    IRN DXM00033

    • CF30 Customer (16 Jul 2010 to 26 Oct 2011)
  • David Nicholas King

    IRN DNK01016

    • CF30 Customer (8 Sep 2010 to 31 Dec 2012)
  • David Peter Michael Doulton

    IRN DPD00014

    • CF1 Director (AR) (12 Jun 2015 to 9 Jan 2017)
  • David Pocock

    IRN DCP00015

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Jan 2025)
    • CF30 Customer (4 Nov 2010 to 2 Jan 2025)
    • CF1 Director (AR) (20 Oct 2010 to 2 Jan 2025)
  • David Pulfer

    IRN DXP00039

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Mar 2021)
    • CF30 Customer (13 Aug 2013 to 30 Dec 2020)
  • David Rance

    IRN DXR01456

    • Responsibility for MCD Intermediation (21 Mar 2016 to 26 Mar 2021)
    • CF1 Director (AR) (11 Nov 2013 to 30 Sep 2020)
    • CF1 Director (17 Oct 2013 to 8 Dec 2019)
  • David Reynolds

    IRN DXR00469

    • [FCA CF] Significant management (since 22 Sep 2023)
  • David Stewart

    IRN DXS01838

    • CF1 Director (AR) (1 Nov 2013 to 18 Mar 2016)
  • David Welby

    IRN DXW00655

    • Appointed representative dealing with clients for which they require qualification (30 Oct 2023 to 31 Oct 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.