David Rance

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Financial Limited (no longer approved here)
FRN 497604
- Responsibility for MCD Intermediation (21 Mar 2016 to 26 Mar 2021)
- CF1 Director (AR) (11 Nov 2013 to 30 Sep 2020)
- CF1 Director (17 Oct 2013 to 8 Dec 2019)
CAERUS Bureau Services Limited (no longer approved here)
FRN 653607
- Employed By (2 Feb 2016 to 6 Apr 2018)
CAERUS Wealth Solutions Ltd (no longer approved here)
FRN 526790
- Employed By (13 Nov 2013 to 30 Sep 2020)
CAERUS Wealth Ltd (no longer approved here)
FRN 525931
- Employed By (11 Nov 2013 to 30 Sep 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.