Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (22 Feb 2021 to 1 Jan 2024)
- [FCA CF] Client dealing (30 Dec 2020 to 1 Jan 2024)
- Appointed representative dealing with clients for which they require qualification (30 Dec 2020 to 1 Jan 2024)
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- Employed By (22 Feb 2021 to 1 Jan 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Mar 2021)
- CF30 Customer (13 Aug 2013 to 30 Dec 2020)
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- (18)Employed By (16 Jan 2013 to 30 Dec 2020)
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- CF30 Customer (16 Jan 2013 to 12 Sep 2013)
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- CF30 Customer (8 Jan 2010 to 6 Jul 2011)
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- (57)Employed By (4 Jan 2005 to 24 May 2006)
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- CF21 Investment Adviser (22 Jul 2004 to 24 May 2006)
- CF22 Investment Adviser (Trainee) (19 Jun 2003 to 22 Jul 2004)
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- (551)Employed By (19 Jun 2003 to 24 May 2006)
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- Employed By (1 Dec 2001 to 28 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.