David Pocock

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • CF1 Director (AR) (since 14 Jan 2026)
  • Quadrant Pension Services Ltd

    FRN 1048473

    • (1)Employed By (since 14 Jan 2026)
  • ValidPath Financial Limited

    FRN 836465

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 8 Jan 2025)
    • CF30 Customer (since 8 Nov 2024)
    • CF1 Director (AR) (since 8 Nov 2024)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Jan 2025)
    • CF30 Customer (4 Nov 2010 to 2 Jan 2025)
    • CF1 Director (AR) (20 Oct 2010 to 2 Jan 2025)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 10 Sep 2010)
    • CF7 Sole Trader (AR) (1 Jun 2005 to 31 Jan 2007)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • David Charles Pocock (no longer approved here)

    FRN 215869

    • Employed By (1 Dec 2001 to 10 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

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