Quilter Financial Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to counselling for investment advice

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Graham Harmer

  IRN GJH01162

  • CF30 Customer (16 May 2013 to 5 Sep 2016)
  • CF1 Director (AR) (16 May 2013 to 5 Sep 2016)
• Graham Ian Worthington

  IRN GIW00008

  • CF30 Customer (27 Jan 2012 to 8 Feb 2012)
• Graham John Davis

  IRN GJD00022

  • CF1 Director (AR) (29 Jun 2012 to 11 Dec 2017)
  • CF30 Customer (29 Jun 2012 to 11 Dec 2017)
• Graham John Porter

  IRN GJP00032

  • CF30 Customer (19 Aug 2010 to 29 Mar 2017)
• Graham Jones

  IRN GXJ00033

  • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 22 Apr 2021)
  • [FCA CF] Client dealing (1 Sep 2020 to 22 Apr 2021)
• Graham Philip Harrod Collins

  IRN GPC00021

  • CF30 Customer (20 May 2016 to 28 Feb 2020)
• Grahame Leonard Jackson

  IRN GLJ00003

  • CF30 Customer (14 Aug 2013 to 30 Dec 2020)
  • CF1 Director (AR) (14 Aug 2013 to 21 Apr 2016)
• Grant Greenham

  IRN GXG01374

  • CF30 Customer (22 Nov 2010 to 1 Nov 2011)
• Greg John Simkin

  IRN GJS00068

  • CF1 Director (AR) (17 Oct 2011 to 24 Nov 2017)
  • CF30 Customer (17 Oct 2011 to 24 Nov 2017)
• Gregor Ninian Stewart

  IRN GNS01032

  • SMF10 Chair of the Risk Committee (9 Dec 2019 to 30 Jun 2020)
  • SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Jun 2020)
  • SMF11 Chair of the Audit Committee (9 Dec 2019 to 30 Jun 2020)
  • CF2 Non Executive Director (1 Aug 2017 to 8 Dec 2019)

• Millfield Wealth Limited (no longer appointed)

  FRN 569237 · Appointed 21 Nov 2011 · Until 31 Oct 2016

• RB Chartered Accountant Limited (no longer appointed)

  FRN 569227 · Appointed 18 Nov 2011 · Until 10 Feb 2014

• Logic Financial Planning (no longer appointed)

  FRN 569219 · Appointed 18 Nov 2011 · Until 31 Mar 2014

• Howard Spargo (no longer appointed)

  FRN 568983 · Appointed 17 Nov 2011 · Until 4 Jul 2014

• James & Company Wealth Management Ltd (no longer appointed)

  FRN 568793 · Appointed 15 Nov 2011 · Until 31 Oct 2013

• Green Rose Financial Services Ltd (no longer appointed)

  FRN 456858 · Appointed 3 Nov 2011 · Until 2 Mar 2016

• Viva & Co Limited (no longer appointed)

  FRN 567256 · Appointed 25 Oct 2011 · Until 17 Jan 2014

• Sheafmoor Money Management Ltd (no longer appointed)

  FRN 426465 · Appointed 20 Oct 2011 · Until 8 Dec 2022

• Scott Financial Ltd (no longer appointed)

  FRN 216344 · Appointed 17 Oct 2011 · Until 23 May 2020

• Futura Investments Ltd (no longer appointed)

  FRN 566219 · Appointed 11 Oct 2011 · Until 9 Nov 2012

No changes recorded yet.