Graham Ian Worthington

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DIRECT IFA'S LIMITED

    FRN 228706

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 28 Nov 2022)
  • HL Partnership Limited (no longer approved here)

    FRN 303397

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Feb 2020)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (27 Jan 2012 to 8 Feb 2012)
  • Sterling Partnership Limited (no longer approved here)

    FRN 213084

    • Employed By (12 Nov 2007 to 17 Jul 2009)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF7 Sole Trader (AR) (25 Jul 2005 to 14 Nov 2005)
    • CF21 Investment Adviser (19 Feb 2004 to 19 Aug 2007)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (19 Feb 2004 to 31 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.