Graham John Porter

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Financial Limited (no longer approved here)
FRN 497604
- CF30 Customer (19 Aug 2010 to 29 Mar 2017)
CAERUS Wealth Ltd (no longer approved here)
FRN 525931
- Employed By (19 Aug 2010 to 2 Nov 2010)
Openwork Limited (no longer approved here)
FRN 408285
- CF30 Customer (1 Nov 2007 to 8 Sep 2010)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
Rutherford & Co (no longer approved here)
FRN 216217
- (11)Employed By (20 Apr 2004 to 8 Sep 2010)
Liverpool Victoria Financial Advice Services Limited (no longer approved here)
FRN 186890
- CF21 Investment Adviser (8 Jan 2002 to 8 Apr 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.