Graham Philip Harrod Collins

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Financial Limited (no longer approved here)
FRN 497604
- CF30 Customer (20 May 2016 to 28 Feb 2020)
Ascot Lloyd Limited (no longer approved here)
FRN 578614
- CF30 Customer (7 Jul 2015 to 29 Feb 2016)
Origen Financial Services Limited (no longer approved here)
FRN 192666
- CF21 Investment Adviser (1 Mar 2005 to 29 Sep 2006)
Ecclesiastical Life Limited (no longer approved here)
FRN 110318
- CF22 Investment Adviser (Trainee) (11 Oct 2004 to 14 Jan 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.