Pyrford International Limited

• Principal Place of Business

  Cannon Place

  78 Cannon Street

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442035308517

  Web

  https://www.columbiathreadneedle.com/en/pyrford-international/

• Complaints Contact

  Cannon Place

  78 Cannon Street

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442035308517

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Limited to dealing-only activities.
  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.
  • · Limited to investment management activities for the specified customer types.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Matt Claydon

  IRN MXC00431

  • [FCA CF] Client dealing (since 21 Apr 2023)
• Michael Thomas Fisher

  IRN MTF01027

  • [FCA CF] Material risk taker (since 1 Jan 2026)
  • [FCA CF] Significant management (since 1 Jan 2026)
• Nabil Reza Irfan

  IRN NRI01001

  • [FCA CF] Client dealing (since 1 Jun 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (20 Sep 2005 to 31 Oct 2007)
• Neil Alistair Duncan

  IRN NXD12052

  • [FCA CF] Significant management (since 1 Nov 2023)
  • [FCA CF] Material risk taker (since 1 Nov 2023)
  • [FCA CF] Manager of certification employee (since 1 Nov 2023)
• Neil Babbage

  IRN NXB21018

  • [FCA CF] Material risk taker (since 27 Jul 2023)
  • [FCA CF] Significant management (since 27 Jul 2023)
  • [FCA CF] Manager of certification employee (27 Jul 2023 to 24 Jun 2025)
• Nicholas Edward Cobbett

  IRN NEC00036

  • [FCA CF] Client dealing (1 Jun 2020 to 31 Jan 2026)
  • CF30 Customer (26 Mar 2018 to 8 Dec 2019)
• Nigel David Parry

  IRN NDP01055

  • SMF17 Money Laundering Reporting Officer (MLRO) (30 Sep 2022 to 28 Apr 2023)
• Nora O'Mahony

  IRN NAO01009

  • SMF3 Executive Director (1 Feb 2022 to 30 Jun 2024)
  • SMF9 Chair of the Governing Body (1 Feb 2022 to 30 Jun 2024)
• Odile Michelle Clark

  IRN OMB01001

  • CF27 Investment Management (29 Oct 2003 to 31 May 2005)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 Oct 2003)
• Paul Joseph Simons

  IRN PJS01193

  • SMF1 Chief Executive (since 1 May 2024)
  • SMF3 Executive Director (since 2 Nov 2023)
  • [FCA CF] Material risk taker (since 1 Jun 2020)
  • [FCA CF] Client dealing (since 1 Jun 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.