PWS Financial Consulting Limited

Date authorised
1 April 2013
Companies House
00518502
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    P W S Financial Consulting Ltd
    Exchange Station
    Tithebarn Street
    Liverpool
    L2 2QP
    UNITED KINGDOM
    Phone
    +4401512274792
    Web
    https://www.pwsfc.co.uk

  • Complaints Contact

    P W S Financial Consulting Ltd
    Exchange Station
    Tithebarn Street
    Liverpool
    L2 2QP
    UNITED KINGDOM
    Phone
    +4401512274792

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and home finance buy to let, & consumer credit (2nd charge) mortgages.
    • · This permission is limited to debt adjusting with no debt management activity

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Roger Gordon Hibbert

    IRN RXH00120

    • CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2004)
  • Roy Edward Cross

    IRN REC00014

    • CF11 Money Laundering Reporting (1 Dec 2001 to 30 Sep 2008)
    • CF10 Compliance Oversight (1 Dec 2001 to 30 Sep 2008)
    • CF1 Director (1 Dec 2001 to 30 Sep 2008)
  • Stephanie Lloyd

    IRN SXL00727

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 25 Mar 2024)
    • [FCA CF] Client dealing (since 25 Mar 2024)
  • Stephen Avann

    IRN SXA00006

    • CF21 Investment Adviser (28 Feb 2003 to 6 Jan 2005)
  • Steven Robert Milford

    IRN SRM01171

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (14 May 2008 to 8 Dec 2019)
  • Takako Nagata Nagata

    IRN TNN01007

    • CF1 Director (AR) (7 Jul 2009 to 22 Feb 2012)
  • Terence Bernard Bennett

    IRN TBB00002

    • CF3 Chief Executive (AR) (19 Mar 2009 to 22 Feb 2012)
    • CF1 Director (AR) (19 Mar 2009 to 22 Feb 2012)
  • Thomas William Calland

    IRN TXC09644

    • [FCA CF] Functions requiring qualifications (14 Sep 2020 to 19 Sep 2022)
    • [FCA CF] Client dealing (14 Sep 2020 to 19 Sep 2022)
  • Veronica Winifred Hall

    IRN VWH01000

    • CF2 Non Executive Director (AR) (6 Jan 2004 to 29 Jan 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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