HM Wealth & Investment Ltd

FRN: 931447
Companies House: 12765983
Last scraped: 1 month ago

This firm operates as an appointed representative of PWS Financial Consulting Limited. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Exchange Station

Tithebarn Street

Liverpool

Merseyside

L2 2QP

UNITED KINGDOM

Phone

+4401512274792

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Mohit Kumar Saini
IRN MKS00006
- (2)Employed By (since 10 Feb 2022)
Richard Hugh Burnett
IRN RXB00094
- (1)Employed By (since 11 Nov 2020)

Recent activity

Updates to this firm's record on the FCA register.

22 hours ago
controlled function added: (2)Employed By
22 hours ago
controlled function added: (1)Employed By
22 hours ago
controlled function removed: Employed By
22 hours ago
controlled function removed: Employed By

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.