This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

ERC Financial Planning Ltd

Watch for changes

FRN: 501122
Last scraped: 1 month ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Colonial Chambers

3-11 Temple Street

Liverpool

Merseyside

L2 5RH

UNITED KINGDOM

Phone

+4401512274792

Web

https://www.pwsfc.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Andrew James Robertson
IRN AJR00005
- Employed By (27 May 2009 to 21 Feb 2012)
Christopher James Oldfield
IRN CJO00006
- Employed By (27 May 2009 to 8 Dec 2019)
Jonathan Adrian Barlow
IRN JAB01317
- Employed By (27 May 2009 to 21 Feb 2012)
Mark Richard Wrigglesworth
IRN MRW01184
- Employed By (3 Jun 2009 to 21 Feb 2012)
Mohit Kumar Saini
IRN MKS00006
- Employed By (1 Jun 2009 to 21 Feb 2012)
Richard William James Brown
IRN RWB01096
- Employed By (3 Jun 2009 to 21 Feb 2012)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.