Christopher James Oldfield

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PWS Financial Consulting Limited

    FRN 124984

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (16 Mar 2009 to 8 Dec 2019)
  • ERC Financial Planning Ltd (no longer approved here)

    FRN 501122

    • Employed By (27 May 2009 to 8 Dec 2019)
  • Legal & Financial Solutions Limited (no longer approved here)

    FRN 226305

    • Employed By (1 Apr 2009 to 17 Mar 2010)
  • 3HR Financial Consulting Ltd (no longer approved here)

    FRN 491130

    • Employed By (1 Apr 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.