Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 10 Mar 2026)
    • [FCA CF] Client dealing (since 10 Mar 2026)
    • Appointed representative dealing with clients for which they require qualification (since 10 Mar 2026)
    • CF30 Customer (since 4 Mar 2026)
    • (1)Employed By (since 4 Mar 2026)
  • Chapter House Wealth Management Limited (no longer approved here)

    FRN 913373

    • [FCA CF] Functions requiring qualifications (22 Sep 2025 to 13 Oct 2025)
    • [FCA CF] Client dealing (22 Sep 2025 to 13 Oct 2025)
  • Attivo Financial Services Limited (no longer approved here)

    FRN 462105

    • [FCA CF] Functions requiring qualifications (22 Nov 2022 to 3 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (22 Nov 2022 to 3 Nov 2023)
    • CF30 Customer (21 Nov 2022 to 3 Nov 2023)
  • Attivo Financial Planning Limited (no longer approved here)

    FRN 451967

    • Employed By (21 Nov 2022 to 3 Nov 2023)
  • Attivo Financial Limited (no longer approved here)

    FRN 497130

    • [FCA CF] Functions requiring qualifications (29 Sep 2022 to 3 Nov 2023)
    • [FCA CF] Client dealing (29 Sep 2022 to 3 Nov 2023)
  • PWS Financial Consulting Limited (no longer approved here)

    FRN 124984

    • [FCA CF] Client dealing (14 Sep 2020 to 19 Sep 2022)
    • [FCA CF] Functions requiring qualifications (14 Sep 2020 to 19 Sep 2022)

Recent activity

Updates to this individual's record on the FCA register.

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