Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Oculus Wealth Management Limited
FRN 605985
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 10 Mar 2026)
- [FCA CF] Client dealing (since 10 Mar 2026)
- Appointed representative dealing with clients for which they require qualification (since 10 Mar 2026)
- CF30 Customer (since 4 Mar 2026)
-
- (1)Employed By (since 4 Mar 2026)
-
- [FCA CF] Functions requiring qualifications (22 Sep 2025 to 13 Oct 2025)
- [FCA CF] Client dealing (22 Sep 2025 to 13 Oct 2025)
-
- [FCA CF] Functions requiring qualifications (22 Nov 2022 to 3 Nov 2023)
- Appointed representative dealing with clients for which they require qualification (22 Nov 2022 to 3 Nov 2023)
- CF30 Customer (21 Nov 2022 to 3 Nov 2023)
-
- Employed By (21 Nov 2022 to 3 Nov 2023)
-
- [FCA CF] Functions requiring qualifications (29 Sep 2022 to 3 Nov 2023)
- [FCA CF] Client dealing (29 Sep 2022 to 3 Nov 2023)
-
- [FCA CF] Client dealing (14 Sep 2020 to 19 Sep 2022)
- [FCA CF] Functions requiring qualifications (14 Sep 2020 to 19 Sep 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.