Punter Southall SIPP Limited

• Principal Place of Business

  Regus

  83 Princes Street

  Edinburgh

  Midlothian

  EH2 2ER

  UNITED KINGDOM

  Phone

  +4401312300372

  Web

  https://www.puntersouthallsipp.com

• Complaints Contact

  Punter Southall Group

  11 Strand

  London

  Westminster

  WC2N 5HR

  UNITED KINGDOM

  Phone

  +4402033275000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Personal pension scheme, Rights to or interests in investments (Security)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments in the rights under the scheme it operates
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Personal pension scheme, Rights to or interests in investments (Security)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Clive Christopher Roger Bannister

  IRN CCB01041

  • CF2 Non Executive Director (6 Oct 2010 to 8 Dec 2019)
• Colin Anthony Williams

  IRN CAW00004

  • CF21 Investment Adviser (10 Feb 2006 to 1 Apr 2007)
  • CF22 Investment Adviser (Trainee) (19 Jan 2005 to 10 Feb 2006)
  • CF1 Director (1 Dec 2001 to 5 Jan 2004)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 5 Jan 2004)
• Colin Michael Howe

  IRN CMH00002

  • CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2007)
• Colin Sambell

  IRN CXS00022

  • CF21 Investment Adviser (15 Oct 2002 to 28 Mar 2006)
  • CF22 Investment Adviser (Trainee) (28 Sep 2002 to 15 Oct 2002)
• David John Cowlen

  IRN DJC00154

  • CF2 Non Executive Director (1 Apr 2007 to 5 Feb 2008)
  • CF10 Compliance Oversight (27 Feb 2006 to 1 Apr 2007)
  • CF11 Money Laundering Reporting (27 Feb 2006 to 1 Apr 2007)
  • Responsible for Insurance Mediation (14 Jan 2005 to 1 Apr 2007)
  • CF3 Chief Executive (26 Nov 2004 to 1 Apr 2007)
  • CF8 Apportionment and Oversight (26 Nov 2004 to 1 Apr 2007)
  • CF14 Risk Assessment (1 Dec 2001 to 1 Apr 2007)
  • CF1 Director (1 Dec 2001 to 1 Apr 2007)
• Dilip Devani

  IRN DXD00003

  • CF24 Pension Transfer Specialist (4 Sep 2006 to 1 Apr 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2007)
• Emma Alexandra Prescott

  IRN EAP01033

  • CF30 Customer (15 Nov 2007 to 24 Dec 2007)
• Emma Louise Johnson

  IRN ELJ00002

  • CF21 Investment Adviser (3 May 2002 to 4 Jun 2004)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 May 2002)
• Gareth James Knight

  IRN GJK01061

  • CF2 Non Executive Director (24 May 2017 to 8 Dec 2019)
• Gary Andrew Davidson

  IRN GAD01031

  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF29 Significant management (17 Jun 2011 to 8 Dec 2019)
  • CF28 Systems and controls (17 Jun 2011 to 8 Dec 2019)

No changes recorded yet.