David John Cowlen

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Punter Southall SIPP Limited (no longer approved here)

    FRN 189480

    • CF2 Non Executive Director (1 Apr 2007 to 5 Feb 2008)
    • CF10 Compliance Oversight (27 Feb 2006 to 1 Apr 2007)
    • CF11 Money Laundering Reporting (27 Feb 2006 to 1 Apr 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Apr 2007)
    • CF3 Chief Executive (26 Nov 2004 to 1 Apr 2007)
    • CF8 Apportionment and Oversight (26 Nov 2004 to 1 Apr 2007)
    • CF14 Risk Assessment (1 Dec 2001 to 1 Apr 2007)
    • CF1 Director (1 Dec 2001 to 1 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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