Punter Southall SIPP Limited

• Principal Place of Business

  Regus

  83 Princes Street

  Edinburgh

  Midlothian

  EH2 2ER

  UNITED KINGDOM

  Phone

  +4401312300372

  Web

  https://www.puntersouthallsipp.com

• Complaints Contact

  Punter Southall Group

  11 Strand

  London

  Westminster

  WC2N 5HR

  UNITED KINGDOM

  Phone

  +4402033275000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Personal pension scheme, Rights to or interests in investments (Security)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments in the rights under the scheme it operates
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Personal pension scheme, Rights to or interests in investments (Security)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Geoffrey David Tresman

  IRN GDT00002

  • [FCA CF] Significant management (9 Dec 2019 to 31 May 2022)
  • CF2 Non Executive Director (18 Sep 2019 to 8 Dec 2019)
  • CF1 Director (20 Apr 2011 to 18 Sep 2019)
• Graham Denis Evans

  IRN GDE00006

  • CF14 Risk Assessment (1 Dec 2001 to 19 Jul 2002)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 19 Jul 2002)
  • CF10 Compliance Oversight (1 Dec 2001 to 19 Jul 2002)
  • CF1 Director (1 Dec 2001 to 19 Jul 2002)
• Heather Imogen Dunne

  IRN HID00002

  • CF24 Pension Transfer Specialist (3 Mar 2005 to 1 Apr 2007)
• Ian Charles Brice

  IRN ICB00019

  • CF1 Director (1 Dec 2001 to 12 Jan 2005)
• James Anthony Angus Samuels

  IRN JAS01159

  • CF2 Non Executive Director (9 Nov 2010 to 8 Dec 2019)
• James Konig

  IRN JXK00010

  • CF1 Director (1 Dec 2001 to 12 Jan 2005)
  • CF14 Risk Assessment (1 Dec 2001 to 17 Nov 2004)
  • CF3 Chief Executive (1 Dec 2001 to 17 Nov 2004)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 17 Nov 2004)
• James Patrick Main

  IRN JPM00017

  • CF21 Investment Adviser (4 Oct 2005 to 1 Apr 2007)
  • CF22 Investment Adviser (Trainee) (3 Jun 2005 to 4 Oct 2005)
• Jane Kelly

  IRN JXK01337

  • CF21 Investment Adviser (2 Jun 2005 to 1 Apr 2007)
  • CF22 Investment Adviser (Trainee) (8 Nov 2004 to 2 Jun 2005)
• John Hamilton-Hunt

  IRN JHH00011

  • SMF1 Chief Executive (9 Dec 2019 to 31 May 2022)
  • SMF3 Executive Director (9 Dec 2019 to 2 Feb 2022)
  • CF3 Chief Executive (21 Jan 2011 to 8 Dec 2019)
  • CF1 Director (25 Nov 2009 to 8 Dec 2019)
  • CF2 Non Executive Director (28 Nov 2006 to 7 Jul 2010)
• Jonathan Dominic Punter

  IRN JDP01043

  • CF2 Non Executive Director (23 Jul 2010 to 8 Dec 2019)

No changes recorded yet.