Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Punter Southall SIPP Limited (no longer approved here)

    FRN 189480

    • CF1 Director (1 Dec 2001 to 19 Jul 2002)
    • CF10 Compliance Oversight (1 Dec 2001 to 19 Jul 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 19 Jul 2002)
    • CF14 Risk Assessment (1 Dec 2001 to 19 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.