Punter Southall SIPP Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Personal pension scheme, Rights to or interests in investments (Security)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
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- · The firm is limited to dealing as a principal in investments in the rights under the scheme it operates
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Runs Personal Pensions
Investment Setup

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Personal pension scheme, Rights to or interests in investments (Security)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Karen Naomi Wilson
IRN KNW01010
- CF21 Investment Adviser (15 Oct 2002 to 22 Aug 2003)
- CF22 Investment Adviser (Trainee) (18 Jul 2002 to 15 Oct 2002)
Kenneth John McKelvey
IRN KJM01073
- SMF9 Chair of the Governing Body (since 9 Dec 2019)
- CF2 Non Executive Director (28 Nov 2006 to 8 Dec 2019)
Kevan Stephen Wood
IRN KSW01028
- [FCA CF] Significant management (since 9 Dec 2019)
Leonard John Donoghue
IRN LXD00003
- CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2007)
Linda Ann Clark
IRN LAC01083
- CF30 Customer (21 Sep 2009 to 28 Dec 2012)
Lukas Van der Walt
IRN LXV01044
- CF2 Non Executive Director (11 Feb 2010 to 8 Dec 2019)
Malcolm John Lay
IRN MJL00008
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
- CF1 Director (1 Dec 2001 to 29 Oct 2002)
Mandy Donald
IRN MXD02506
- CF2 Non Executive Director (24 Nov 2015 to 8 Dec 2019)
Marcus Owen Dollimore
IRN MOD00002
- CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2007)
Mark Adrian Young
IRN MAY00006
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.