Mark Adrian Young

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Continuum (Financial Services) LLP

    FRN 802331

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 30 Jan 2020)
    • [FCA CF] Client dealing (since 30 Jan 2020)
    • CF30 Customer (16 Nov 2018 to 8 Dec 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (9 Oct 2017 to 16 Nov 2018)
  • Continuum (Financial Services) LLP (no longer approved here)

    FRN 617867

    • Employed By (9 Oct 2017 to 16 Nov 2018)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (29 May 2014 to 31 Oct 2017)
  • Gerald Pepper Financial Management Limited (no longer approved here)

    FRN 195615

    • CF30 Customer (10 Feb 2012 to 31 May 2014)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (1 Nov 2007 to 3 Feb 2012)
    • CF24 Pension Transfer Specialist (2 May 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Jul 2004 to 31 Oct 2007)
    • CF26 Customer Trading (1 Jul 2004 to 31 Oct 2007)
  • Punter Southall SIPP Limited (no longer approved here)

    FRN 189480

    • CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

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