Gerald Pepper Financial Management Limited

• Principal Place of Business

  2nd Floor, Hanscombe House

  52A St Andrew Street

  Hertford

  Hertfordshire

  SG14 1JA

  UNITED KINGDOM

  Phone

  +4401992500261

  Web

  https://gpfm.co.uk

• Complaints Contact

  2nd Floor, Hanscombe House

  52A St Andrew Street

  Hertford

  Hertfordshire

  SG14 1JA

  UNITED KINGDOM

  Phone

  +4401992500261

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alison Jane Fry

  IRN AJF01204

  • [FCA CF] Client dealing (15 Apr 2024 to 29 Jan 2026)
  • [FCA CF] Functions requiring qualifications (15 Apr 2024 to 29 Jan 2026)
• Amy Louise MacKinnon

  IRN AXM12765

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Feb 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 14 Feb 2020)
  • CF30 Customer (1 Jun 2019 to 8 Dec 2019)
• Colin Mark Powell

  IRN CMP00027

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 24 Sep 2024)
  • [FCA CF] Client dealing (since 24 Sep 2024)
• Emma Saunders

  IRN ECQ00002

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (29 Mar 2016 to 8 Dec 2019)
• Gerald Ivan Pepper

  IRN GIP00001

  • CF30 Customer (1 Nov 2007 to 24 Dec 2010)
  • Responsible for Insurance Mediation (14 Jan 2005 to 27 Jan 2010)
  • CF1 Director (1 Dec 2001 to 27 Jan 2010)
  • CF10 Compliance Oversight (1 Dec 2001 to 27 Jan 2010)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 27 Jan 2010)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
• James William Melhuish

  IRN JXM03136

  • CF30 Customer (24 Jan 2017 to 26 Oct 2018)
• Katie Elizabeth Hately

  IRN KET01026

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Aug 2023)
  • [FCA CF] Client dealing (since 1 Aug 2023)
• Marcus Owen Dollimore

  IRN MOD00002

  • CF30 Customer (2 Sep 2011 to 30 Apr 2014)
• Mark Adrian Young

  IRN MAY00006

  • CF30 Customer (10 Feb 2012 to 31 May 2014)
• Nathan Charles Adam

  IRN NXA00116

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 6 May 2025)
  • [FCA CF] Client dealing (since 6 May 2025)

• GPFM Online Limited (no longer appointed)

  FRN 971508 · Appointed 8 Mar 2022 · Until 19 Dec 2023

• Chris Edwards (no longer appointed)

  FRN 516480 · Appointed 19 Jan 2010 · Until 1 Apr 2010

No changes recorded yet.