Nathan Charles Adam

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gerald Pepper Financial Management Limited

    FRN 195615

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 6 May 2025)
    • [FCA CF] Functions requiring qualifications (since 6 May 2025)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • [FCA CF] Client dealing (3 Nov 2022 to 30 Apr 2025)
    • [FCA CF] Functions requiring qualifications (3 Nov 2022 to 30 Apr 2025)
  • Oakwood Asset Management LLP (no longer approved here)

    FRN 492241

    • [FCA CF] Client dealing (1 Jan 2021 to 17 Oct 2022)
    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 17 Oct 2022)

Recent activity

Updates to this individual's record on the FCA register.

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