Punter Southall SIPP Limited

Date authorised
1 April 2013
Companies House
03633950
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Regus
    83 Princes Street
    Edinburgh
    Midlothian
    EH2 2ER
    UNITED KINGDOM
    Phone
    +4401312300372
    Web
    https://www.puntersouthallsipp.com

  • Complaints Contact

    Punter Southall Group
    11 Strand
    London
    Westminster
    WC2N 5HR
    UNITED KINGDOM
    Phone
    +4402033275000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments in the rights under the scheme it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Howard Titley

    IRN MHT00009

    • CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2007)
  • Mary Lua Leggett

    IRN MLL00007

    • CF22 Investment Adviser (Trainee) (26 Jun 2006 to 1 Apr 2007)
  • Maya Batheja

    IRN MXB00375

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Michael Wilton Hand

    IRN MWH01040

    • CF21 Investment Adviser (27 Mar 2006 to 1 Apr 2007)
    • CF22 Investment Adviser (Trainee) (16 Nov 2005 to 27 Mar 2006)
  • Nicholas Ian Colville Henderson

    IRN NXH00022

    • CF21 Investment Adviser (12 Mar 2002 to 1 Apr 2007)
    • CF22 Investment Adviser (Trainee) (18 Feb 2002 to 12 Mar 2002)
  • Nicola Jane Davis

    IRN NJD00003

    • CF21 Investment Adviser (6 Mar 2002 to 28 Jan 2005)
  • Paul James Johnston

    IRN PJJ00021

    • CF3 Chief Executive (4 May 2007 to 16 Feb 2011)
    • CF1 Director (4 May 2007 to 16 Feb 2011)
    • CF8 Apportionment and Oversight (4 May 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (4 May 2007 to 23 Jul 2010)
    • CF2 Non Executive Director (28 Nov 2006 to 4 May 2007)
  • Phil Billingham

    IRN PLB00002

    • CF24 Pension Transfer Specialist (20 Aug 2002 to 8 Apr 2005)
  • Richard Garmon-Jones

    IRN RXG01194

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 Apr 2007 to 8 Dec 2019)
  • Robert Edward Bareham

    IRN REB00005

    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 30 Mar 2005)
    • CF13 Finance (1 Dec 2001 to 30 Mar 2005)
    • CF1 Director (1 Dec 2001 to 30 Mar 2005)
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Recent activity

Updates to this firm's record on the FCA register.

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