Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (14 Jan 2011 to 16 May 2011)
  • Punter Southall SIPP Limited (no longer approved here)

    FRN 189480

    • CF21 Investment Adviser (12 Mar 2002 to 1 Apr 2007)
    • CF22 Investment Adviser (Trainee) (18 Feb 2002 to 12 Mar 2002)
  • Optima Financial Services Ltd. (no longer approved here)

    FRN 192289

    • CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.