Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Apr 2022)
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- CF30 Customer (17 Oct 2013 to 6 Nov 2013)
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- CF30 Customer (4 Jan 2011 to 30 Apr 2012)
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- CF21 Investment Adviser (27 Mar 2006 to 1 Apr 2007)
- CF22 Investment Adviser (Trainee) (16 Nov 2005 to 27 Mar 2006)
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- CF21 Investment Adviser (3 Jun 2005 to 8 Nov 2005)
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- CF22 Investment Adviser (Trainee) (13 Jun 2002 to 1 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.