Phil Billingham

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Perceptive Planning Limited

    FRN 534666

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (AR) (19 May 2023 to 28 Jun 2024)
    • CF30 Customer (19 May 2023 to 7 Dec 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 18 Feb 2022)
    • CF10 Compliance Oversight (7 Jan 2011 to 8 Dec 2019)
    • CF1 Director (7 Jan 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Jan 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (7 Jan 2011 to 30 Sep 2018)
  • 57 North Financial Planning Ltd (no longer approved here)

    FRN 1007217

    • SMF9 Chair of the Governing Body (28 Jun 2024 to 31 Dec 2024)
  • 57 North Financial Planning Ltd (no longer approved here)

    FRN 992070

    • Employed By (19 May 2023 to 28 Jun 2024)
  • Financial Management Bureau Limited (no longer approved here)

    FRN 125710

    • CF30 Customer (15 Oct 2008 to 31 Dec 2009)
  • Tom French & Associates Limited (no longer approved here)

    FRN 185513

    • CF30 Customer (10 Mar 2008 to 16 Apr 2009)
    • CF11 Money Laundering Reporting (10 Mar 2008 to 16 Apr 2009)
    • CF10 Compliance Oversight (10 Mar 2008 to 16 Apr 2009)
    • CF8 Apportionment and Oversight (10 Mar 2008 to 16 Apr 2009)
    • CF1 Director (10 Mar 2008 to 16 Apr 2009)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF24 Pension Transfer Specialist (27 Aug 2004 to 31 Dec 2004)
  • Punter Southall SIPP Limited (no longer approved here)

    FRN 189480

    • CF24 Pension Transfer Specialist (20 Aug 2002 to 8 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

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