Perceptive Planning Limited

• Principal Place of Business

  The Old Buttery

  Little Braxted Hall

  Little Braxted

  Witham

  Essex

  CM8 3EU

  UNITED KINGDOM

  Phone

  +4402071172084

  Web

  https://www.perceptiveplanning.co.uk

• Complaints Contact

  The Old Buttery

  Little Braxted Hall

  Little Braxted

  Witham

  Essex

  CM8 3EU

  UNITED KINGDOM

  Phone

  +4402071172084

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Brian Foster

  IRN BXF01057

  • CF30 Customer (31 Jan 2013 to 23 Dec 2013)
• Daniel George Murdoch

  IRN DGM01164

  • CF1 Director (AR) (20 Jun 2023 to 28 Jun 2024)
  • CF30 Customer (20 Jun 2023 to 28 Jun 2024)
  • Appointed representative dealing with clients for which they require qualification (13 Feb 2023 to 28 Jun 2024)
• Dougie Evans

  IRN DXE01346

  • CF30 Customer (12 Jan 2018 to 13 Jul 2018)
• Eleanor Maureen Clark

  IRN EMC00004

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Responsible for Insurance Distribution (since 17 Feb 2022)
  • SMF3 Executive Director (since 26 Nov 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (6 Jul 2017 to 8 Dec 2019)
• Gavin Paul Shears

  IRN GPS01107

  • CF30 Customer (9 Apr 2014 to 27 May 2014)
• Jake William Francis Bernardi

  IRN JXB08214

  • CF1 Director (AR) (14 Nov 2023 to 28 Jun 2024)
  • CF30 Customer (14 Nov 2023 to 28 Jun 2024)
• Jill Catherine Bernardi

  IRN JXP00814

  • Appointed representative dealing with clients for which they require qualification (31 Jul 2023 to 28 Jun 2024)
  • [FCA CF] Client dealing (31 Jul 2023 to 28 Jun 2024)
  • CF30 Customer (3 Jul 2023 to 28 Jun 2024)
  • CF1 Director (AR) (3 Jul 2023 to 28 Jun 2024)
• Matthew Stone

  IRN MXS05446

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 3 Dec 2025)
  • [FCA CF] Functions requiring qualifications (since 3 Dec 2025)
• Phil Billingham

  IRN PLB00002

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (AR) (19 May 2023 to 28 Jun 2024)
  • CF30 Customer (19 May 2023 to 7 Dec 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 18 Feb 2022)
  • Responsible for Insurance Mediation (7 Jan 2011 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (7 Jan 2011 to 8 Dec 2019)
  • CF10 Compliance Oversight (7 Jan 2011 to 8 Dec 2019)
  • CF1 Director (7 Jan 2011 to 8 Dec 2019)
• Shannon Currie

  IRN SXC00042

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (7 Jan 2011 to 8 Dec 2019)
  • CF30 Customer (7 Jan 2011 to 8 Dec 2019)
  • CF3 Chief Executive (7 Jan 2011 to 8 Dec 2019)

• 57 North Financial Planning Ltd (no longer appointed)

  FRN 992070 · Appointed 19 Feb 2023 · Until 28 Jun 2024

• Independent Pension Analysis Limited (no longer appointed)

  FRN 796416 · Appointed 13 Dec 2017 · Until 19 Sep 2019

• O&M Pension Advice Limited (no longer appointed)

  FRN 620405 · Appointed 4 Apr 2014 · Until 27 May 2014

• Digital Financial Planning Limited (no longer appointed)

  FRN 607192 · Appointed 11 Sep 2013 · Until 6 Jan 2016

No changes recorded yet.